Appendix 3H
Released
Released
Announcement PDF
This appendix is available as an online form
Only use this form if the online version is not available
+Rule 3.10.3E
Appendix 3H
Notification of cessation of +securities
Information and documents given to ASX become ASX’s property and may be made public.
*Denotes minimum information required for first lodgement of this form.
Part 1 – Entity and announcement details
Question
no
Question
Answer
1.1
*Name of entity
Adisyn Ltd
We (the entity named above) provide the following
information about our issued capital.1
1.2
*Registration type and number
ACN 155 473 304
Please supply your ABN, ARSN, ARBN, ACN or
another registration type and number (if you supply
another registration type, please specify both the
type of registration and the registration number).
1.3
*ASX issuer code
1.4
*The announcement is
☒ New announcement
Select whichever is applicable.
☐ Update/amendment to previous
announcement
☐ Cancellation of previous
announcement
1.5
1
*Date of this announcement
21 December 2023
Listing rule 3.10.3E requires an entity to notify ASX of details of the cessation of:
(a) any securities issued under an employee incentive scheme:
(i) to key management personnel or an associate, within 5 business days of their cessation;
(ii) to someone who is not key management personnel or an associate, within 10 business days of the end of the
quarter in which the cessation occurred;
(b) any other equity securities not otherwise notifiable to ASX under rule 3.8A, within 5 business days of their cessation; or
(c) any quoted debt securities, within 5 business days of their cessation.
The notification must be in the form of, or accompanied by, an Appendix 3H.
Listing rule 3.8A requires an entity to notify ASX of the cessation of securities pursuant to a buy-back by giving ASX an
Appendix 3H:
•
in the case of a minimum holding buy-back, within 5 business days of the completion of the buyback; or
•
in all other cases, within 5 business days of giving ASX the final notice for the buy-back.
+ See chapter 19 for defined terms
5 June 2021
Page 1
This appendix is available as an online form
Appendix 3H
Notification of cessation of +securities
Part 2 –
Details of +equity securities or quoted +debt securities that
have ceased
Question
No.
Question
Answer
2.1
*ASX +security code and description
AI1O
2.2
*Number of securities that have ceased
12,333,292
2.3
*Reason for cessation
☒ Expiry of option or other convertible
security without exercise or conversion
Note: the conversion of a convertible security (which
is notifiable to ASX under Listing Rule 3.10.3B) is
not regarded as the “cessation” of the convertible
security for the purposes of this rule. Likewise, the
payment up of a partly paid security resulting in it
becoming a fully paid security (which is notifiable to
ASX under Listing Rule 3.10.3D) is not regarded as
the “cessation” of the partly paid security for the
purposes of this rule.
If you have selected ‘other’ please provide additional
details regarding the reason for cessation here:
2.4
*Date of cessation
20.12.2023
2.5
*Is the entity paying any consideration for
the cessation?
No
Example: the payment of an amount to the holder of
an option or right as consideration for the holder to
agree to a cancellation of the option or right.
The repayment of the principal amount of a
convertible debt security or quoted debt security in
accordance with its terms is not regarded as
consideration paid for the cessation of that security.
2.6
*In what currency is the consideration
being paid?
N.A
Answer this question if your response to Q 2.5 is
“Yes”
2.7
Any other information the entity wishes to
notify to ASX about the cessation?
Repeat the above questions if you are advising the cessation of more than one security class.
+ See chapter 19 for defined terms
5 June 2021
Page 2
This appendix is available as an online form
Appendix 3H
Notification of cessation of +securities
Part 3 – Issued capital following changes
Following the cessation of the +securities the subject of this notification, the issued capital of the
entity will comprise:
3.1
3.2
*Quoted +equity securities and +debt securities (total number of each +class of
+securities quoted on ASX)
ASX +security code and description
Total number of +securities on issue
AI1 Ordinary Fully Paid
161,449,576
*Unquoted +equity securities (total number of each +class of +equity securities
issued but not quoted on ASX):
ASX +security code and description
Total number of +securities on issue
AI1AD Option expiring 31.07.24 ex 0.30
AI1AE Option expiring 6.11.24 ex 0.25
AI1AF Option expiring 6.11.24 ex 0.25
AI1AG Option expiring 7.05.24 ex 0.50
AI1AJ Option expiring 20.12.25 ex 0.60
AI1AK Convertible Notes
AI1AL Option expiring 30.11.24 ex 0.11
AI1AM Performance Rights
2,000,000
1,200,000
2,950,000
4,000,000
1,000,000
246,250
2,562,500
11,000,003
Note: the figures provided in the tables in sections 3.1 and 3.2 above are used to calculate the total market capitalisation of
the entity published by ASX from time to time. Please make sure you include in the relevant table each class of securities
issued by the entity.
If you have quoted CHESS Depository Interests (CDIs) issued over your securities, include them in the table in section 3.1.
Restricted securities should only be included in the table in section 3.1 if you are applying to have them quoted because the
escrow period for the securities has expired or is about to expire. Otherwise include them in the table in section 3.2.
Introduced 05/06/21
+ See chapter 19 for defined terms
5 June 2021
Page 3
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